Industries · Financial Services

AI agents for financial services. Built on Azure.

From KYC onboarding and AML monitoring to credit underwriting and trade surveillance — intelligent agents that operate inside your compliance framework, not around it. Enterprise-grade security, full audit trails, and Microsoft Entra ID governance baked in.

71%
claims auto-triaged
6x
faster KYC
99.2%
audit trail completeness
$2.4M
saved per year

How It Works

Integrate, analyse, and govern — with a complete audit trail.

01

Data Integration & Access

We connect the agent to your core banking systems, document repositories, and data warehouses via Azure API Management — with Entra ID governing every access grant.

  • Core banking and CRM system connectors
  • Entra ID role-based access governance
  • Encrypted data pipeline with audit log
02

Intelligent Processing & Analysis

Azure OpenAI and Azure AI Document Intelligence process structured and unstructured data — extracting entities, classifying risk, and generating structured outputs your compliance and advisory teams can act on immediately.

  • Document Intelligence for KYC/AML extraction
  • Azure OpenAI for risk narrative generation
  • Azure AI Search for regulatory knowledge retrieval
03

Audit Trail & Governance

Every agent action, decision, and data access is logged in Azure Monitor with immutable records — ensuring full regulatory defensibility and enabling seamless internal audit support.

  • Immutable action log in Azure Monitor
  • Human-in-the-loop approval for high-risk decisions
  • Exportable audit evidence packages

Capabilities

What the agent handles across financial services.

Regulatory Compliance Monitoring

Continuously monitors transactions, communications, and documentation against evolving regulatory requirements — flagging violations in real time before they become audit findings.

Fraud Detection & Prevention

Analyses transaction patterns, entity relationships, and behavioural signals in real time to surface anomalous activity. Integrates with existing fraud risk frameworks without replacing them.

Client Advisory Automation

Generates personalised investment insights, portfolio summaries, and suitability assessments for relationship managers — reducing prep time per client meeting from hours to minutes.

Loan & Credit Underwriting

Automates document ingestion, financial spreading, covenant extraction, and risk scoring for loan applications — accelerating credit decisions while maintaining full audit trails.

KYC / AML Document Processing

Extracts, validates, and cross-references identity documents, beneficial ownership structures, and sanction lists — dramatically compressing onboarding timelines for new clients.

Trade Surveillance Intelligence

Monitors trading activity for market manipulation patterns, front-running signals, and insider trading indicators — generating structured alerts with evidence packages for compliance teams.

Built With

Azure technology stack

Azure OpenAIAzure AI Document IntelligenceAzure AI SearchAzure Machine LearningMicrosoft Entra IDAzure Monitor

Compliance-grade AI agents, deployed in weeks.

Full audit trails. Entra ID governance. Built for regulated financial services environments.